DFX Intelligence

M••••• G••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

M••••• G••••• A•••• M••••••••• L••

CRD 285674

MIAMI, FL

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Data as of Apr 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Apr 13, 2026 to Apr 13, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $129M••• Locked
Discretionary RAUM: $12.8M
Private client RAUM: $73.5Mderived••• Locked
Private client share: 57%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $21.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• M•••••••	Chartered Financial Analyst	MIAMI, FL	1	10	n/a	yes
F•••••••• G••••••	n/a	MIAMI, FL \| Riverside, CT	1	14

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• H•••••• G••••• L••	SOLE MEMBER	E	yes	09/2016	Apr 13, 2026	Apr 13, 2026
P•••••• G••••••••• A•••••	CHIEF EXECUTIVE OFFICER	Na	yes	09/2016	Apr 13, 2026	Apr 13, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 13, 2026	$129M	$12.8M	5	2	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$129M	n/a	n/a	n/a	n/a	5	n/a	0	n/a

Relationships

Registered with (8)

← J••• J••••• D••••••••Advisorregistration: current employment
Aug 5, 2026 to presentfactForm ADV
← F••••••• J••••• T•••••••Advisorregistration: current employment
May 12, 2026 to presentfactForm ADV
← I••• E••••••• H••••••Advisorregistration: current employment
Aug 11, 2025 to presentfactForm ADV
← J••• A•••••••• F•••••••••

Dated events

Order

Occurred
13 Apr 2026
Advisor owns new adviser
••• Locked
Form ADV
Occurred
16 Aug 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 13, 2026
Last observed: Apr 13, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.