DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M••••• G••••• A•••• M••••••••• L••

Independent wealth managerMiami, FloridaCRD 285674SEC 801-135783websiteIAPD
Latest filing Apr 13, 2026
First filing on the tape Apr 13, 2026 · 1 filings
SEC status approved since Apr 13, 2026
RAUM
$129M
reported, Item 5.F
Discretionary
10.0%
of RAUM
Private clients
57%
$73.5M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$21.5M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $129M
HNW client RAUM: $32.7M
State-registered IARs (5.B.3): 2
Employees (5.A): 5
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 13, 2026; every figure names its basis
RAUM per advisor
$21.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
18derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$605,794derivedHNW RAUM over HNW clients
Average account
$842,902derivedRAUM over accounts (5.F.2.f)
Discretionary
10.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.8derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$49.4M38%
  • Individuals$40.8M32%
  • High-net-worth individuals$32.7M25%
  • Banks and thrifts$6.0M4.6%
Individual clients
55reported
HNW clients
54reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
153reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.57 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=5.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••••• M•••••••Chartered Financial AnalystMiami, FlMar 28, 202510 y0
F•••••••• G••••••Miami, Fl Jun 25, 202514 y0
J••• A•••••••• F•••••••••Miami, FlJun 25, 202516 y1
I••• E••••••• H••••••Miami, FlAug 11, 202511 y0
F••••••• J••••• T•••••••MalagaMay 12, 202616 y0
J••• J••••• D••••••••Miami, FlAug 5, 202611 y2
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • P•••••• G••••••••• A••••• · Chief Executive Officercontrol
    since 09/2016 · owns less than 5%
  • G•••••••• C•••••• J••••• · Chief Compliance Officer
    since 10/2025 · owns less than 5%
Entity owners
  • M••••• H•••••• G••••• L•• · Sole Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Miami, Fl · principal510
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
2 dated events
  • Carlos J••••• Gonzalez, registered through E•• P•••••• W••••• M••••••••• ••••••••• C•••• (Miami, FL), is a direct owner of M••••• G••••• A•••• M••••••••• L••, an adviser first registered 2026-04-13
    Apr 13, 2026 · Owner of a newly registered adviser · fact
  • R••••• P•••• left M••••• G••••• A•••• M••••••••• L•• for A•• C•••••• M••••••••• L•• (registered 2022-11-30)
    Aug 16, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
info@marivacm.comreportedpublished by the firm, firm site, Sep 17, 2026
Business phone
305-330-9962reportedpublished by the firm, firm site, Sep 17, 2026
Website
marivacm.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
305-712-6999reportedpublic record, Form ADV, Apr 13, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$21.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026