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Advisor at SILVER GROVE ADVISORY SERVICES
Saranac Lake, NY | ORCHARD PARK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SILVER GROVE ADVISORY SERVICES | Independent wealth | Nov 23, 2021 | n/a | yes | Saranac Lake, NY|ORCHARD PARK, NY | Current employment |
| RICHARD CERMINARA INVESTOR SERVICES, LLC | Former SEC adviser | Feb 14, 2021 | Dec 10, 2021 | no | SARANAC LAKE, NY | Previous registration |
| GWN SECURITIES INC. | Bd affiliated wealth | Sep 30, 2016 | Dec 31, 2020 | no | PALM BEACH GARDENS, FL|SARANAC LAKE, NY|SARANAC LAKE, NY|SARANAC LAKE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RICHARD CERMINARA INVESTOR SERVICES, LLC | SILVER GROVE ADVISORY SERVICES | Dec 10, 2021 | Nov 23, 2021 | -17 | Firm change | RIA to RIA |
| GWN SECURITIES INC. | RICHARD CERMINARA INVESTOR SERVICES, LLC | Dec 31, 2020 | Feb 14, 2021 | 45 | Firm change | Ibd to RIA |