DFX Intelligence

K•• D••••••••• A•••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 1b 10b

K•• D••••••••• A•••• M••••••••• L•

CRD 155837

NEW YORK, NY

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Data as of Nov 11, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 4
On other graphs: 1
Observed: Mar 26, 2012 to Nov 11, 2021
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

K•• D••••••••• A•••• M••••••••• L•

Private credit manager · key_crd, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $8.9B••• Locked
Discretionary RAUM: $8.9B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 41
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K•• D••••••••• M••••• F••• L•••	Hedge Fund	$4.9B	Nov 11, 2021	68	Mar 26, 2012	reported	021-151240
K•• F•••• P••••••••• F••• L•••	Hedge Fund	$652M	Sep 9, 2013

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•• G• L••	GENERAL PARTNER	Na	yes	11/2007	Mar 26, 2012	Nov 11, 2021
K•• P••••••• L••	LIMITED PARTNER	E	yes	11/2007	Mar 26, 2012	Nov 11, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K•• D••••••••• F••• G• L••	n/a	n/a	n/a	N	yes	n/a
K•• D••••••••• G• H••••••• L••	n/a	n/a	n/a	N	yes	n/a
K•• D••••••••• M••••• F••• G• L•••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$8.9B	$16B	-44.2%	$10B	-4.2%	41	54	0	0

Relationships

Advises (9)

→ D••••• R••• D••Private fundSecuritized Asset Fund, IA
Mar 27, 2015 to presentfactForm ADV
→ K•• D••••••••• M••••• F••• L•••Private fundHedge Fund, IA
Mar 26, 2012 to presentfactForm ADV
→ K•• S••••••••• I••••• F••• B• L•Private fundHedge Fund, IA
Jun 30, 2020 to presentfactForm ADV
→ K•• S••••••••• I••••• F••• A• L•

Dated events

Occurred
Jun 9, 2021
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 15, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-7.0B
Occurred
Jun 30, 2020
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 26, 2012
Last observed: Nov 11, 2021 59 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.