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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

STEVEN PAUL HANOUSEK

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

CANFIELD, OH

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Search this name across graphsid dfx:ria:458d4571-201e-6e39-40f8-556b4e317ac7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 7, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 3, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 3, 2008
First registration: Jul 7, 2008
Dual registered: yes, broker-dealer
Other names: STEVE PAUL HANOUSEK
IAPD individual key: 5521449

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Nov 17, 2017	n/a	yes	CANFIELD, OH	Current employment
WELLS FARGO ADVISORS	Wirehouse	Nov 17, 2009	Nov 21, 2017	no	CANFIELD, OH	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Sep 25, 2009	Oct 22, 2009	no	CANFIELD, OH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 7, 2008	Sep 25, 2009	no	CANFIELD, OH\|WEEHAWKEN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Nov 21, 2017	Nov 17, 2017	-4	Firm change	Other
STIFEL, NICOLAUS & COMPANY, INCORPORATED	WELLS FARGO ADVISORS	Oct 22, 2009	Nov 17, 2009	26	Firm change	Ibd to wirehouse
UBS FINANCIAL SERVICES INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Sep 25, 2009	Sep 25, 2009	0	Bulk transfer	Wirehouse to ibd

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Nov 17, 2017 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 17, 2009 to Nov 21, 2017factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Sep 25, 2009 to Oct 22, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 7, 2008 to Sep 25, 2009factForm ADV

Dated events

No dated event names this entity yet.