DFX Intelligence

D••••• J••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

D••••• J••• F•••

Advisor at A•••• P•••••••• L••

New York, NY

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Search this name across graphsid dfx:ria:4592195f-0d3a-8f12-a156-8c9a173decc6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 17, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 21, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• P•••••••• L••	Independent wealth	Jul 26, 2022	n/a	yes	New York, NY	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Aug 17, 2016	Jul 21, 2022	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	A•••• P•••••••• L••	Jul 21, 2022	Jul 26, 2022	5	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
115927:158214:NY:2022-07-21	Jul 21, 2022	Jul 26, 2022	NEW YORK, NY	Firm change

Relationships

Registered with (2)

→ A•••• P•••••••• L••Registered adviserregistration: current employment
Jul 26, 2022 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 17, 2016 to Jul 21, 2022factForm ADV

Dated events

Occurred
Jul 21, 2022
Advisor changed firm
D••••• J••• F••• left B• R•••• W••••• A•••••••• I••• for A•••• P•••••••• L•• (registered 2022-07-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4592195f-0d3a-8f12-a156-8c9a173decc6
First observed: Aug 17, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.