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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

NICHOLAS BLISS

Advisor at OSAIC WEALTH, INC.

CARO, MI | ALPENA, MI

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 15, 2012
First registration: Nov 9, 2012
Dual registered: yes, broker-dealer
Other names: NICHOLAS PAUL BLISS
IAPD individual key: 6037034

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	ALPENA, MI\|CARO, MI	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2019	Jan 19, 2024	no	CARO, MI	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Mar 9, 2017	Mar 1, 2019	no	Cass City, MI\|MINNEAPOLIS, MN\|CARO, MI	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 12, 2015	Mar 13, 2017	no	CASS CITY, MI	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Nov 9, 2012	Jul 18, 2014	no	BAD AXE, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2019	Mar 1, 2019	0	Bulk transfer	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Mar 13, 2017	Mar 9, 2017	-4	Firm change	Other
SUMMIT FINANCIAL GROUP INC	WOODBURY FINANCIAL SERVICES, INC.	Jul 18, 2014	Feb 12, 2015	209	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2019 to Jan 19, 2024factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 9, 2017 to Mar 1, 2019factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Nov 9, 2012 to Jul 18, 2014factForm ADV

Dated events

No dated event names this entity yet.