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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

ARTHUR M. COHEN & ASSOCIATES LLC

CRD 105894

NORTHBROOK, IL

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Search this name across graphsid dfx:ria:45b1109b-7cbd-86b9-ca76-e6dcf2b9f35b

Data as of Apr 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Mar 14, 2012 to Apr 17, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Arthur M. Cohen & Associates LLC

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-04-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $371Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 837
Individual clients: 26
High net worth clients: 163
SEC number: 801-35752
CIK: 1692252
CRD: 105894
Filings on the tape: 19
First filed: Mar 14, 2012
Latest filed: Apr 17, 2026
Organised: Limited Liability Company, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ARTHUR MARK COHEN	n/a	NORTHBROOK, IL	29	47	n/a	no
NANO LOUISE YOUNGER	Certified Financial Planner	NORTHBROOK, IL	23	29	n/a	no
Marcie Jill Pickard	Certified Financial Planner	Glencoe, IL	2	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COHEN, ARTHUR, MARK	SOLE MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER	E	yes	10/2001	Apr 17, 2026	Apr 17, 2026
COHEN, LYNN	CHIEF COMPLIANCE OFFICER	Na	yes	09/2004	Mar 14, 2012	Feb 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 17, 2026	$1.1B	$1.1B	5	2	0	n/a	n/a
2024	Feb 12, 2025	$1.0B	$1.0B	5	2	0	n/a	n/a
2023	Feb 21, 2024	$853M	$853M	4	2	0	n/a	n/a
2022	Feb 27, 2023	$784M	$784M	3	1	0	n/a	n/a
2021	Feb 7, 2022	$1.1B	$1.1B	3	1	0	n/a	n/a
2020	Feb 23, 2021	$892M	$892M	3	1	0	n/a	n/a
2019	Mar 13, 2020	$768M	$768M	3	1	0	n/a	n/a
2018	Mar 22, 2019	$644M	$644M	3	1	0	n/a	n/a
2017	Mar 27, 2018	$646M	$646M	3	1	0	n/a	n/a
2016	Feb 27, 2017	$631M	$549M	3	1	n/a	n/a	n/a
2015	Mar 23, 2016	$580M	$525M	3	1	n/a	n/a	n/a
2014	Mar 3, 2015	$593M	$557M	3	1	n/a	n/a	n/a
2013	Mar 25, 2014	$542M	$519M	3	1	n/a	n/a	n/a
2012	Mar 20, 2013	$509M	$489M	3	1	n/a	n/a	n/a
2011	Mar 14, 2012	$398M	$390M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$1.0B	8.9%	$784M	12.4%	5	5	0	0

Relationships

Registered with (3)

← Marcie Jill PickardAdvisorregistration: current employment
Jan 22, 2024 to presentfactForm ADV
← NANO LOUISE YOUNGERAdvisorregistration: current employment
Sep 24, 2002 to presentfactForm ADV
← ARTHUR MARK COHENAdvisorregistration: current employment
Sep 5, 1997 to presentfactForm ADV

Controls (2)

← COHEN, LYNNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 14, 2012 to Feb 21, 2024factForm ADV
← COHEN, ARTHUR, MARKOwnerSOLE MEMBER AND PRESIDENT, ownership code E, individual
Mar 14, 2012 to Feb 21, 2024factForm ADV

Dated events

Occurred
Feb 27, 2023
Regulatory AUM changed
Arthur M. Cohen & Associates Llc reported RAUM $783.7M, down 26% from $1.1B (2022-02-07 to 2023-02-27)
Form ADVobserved 4 days ago
$-276M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45b1109b-7cbd-86b9-ca76-e6dcf2b9f35b
First observed: Mar 14, 2012
Last observed: Apr 17, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARTHUR M. COHEN & ASSOCIATES LLC

CRD 105894

NORTHBROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:45b1109b-7cbd-86b9-ca76-e6dcf2b9f35b

Data as of Apr 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:16 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ARTHUR MARK COHEN

n/a

NORTHBROOK, IL

n/a

NANO LOUISE YOUNGER

Certified Financial Planner

NORTHBROOK, IL

n/a

Marcie Jill Pickard

Certified Financial Planner

Glencoe, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COHEN, ARTHUR, MARK

SOLE MEMBER, PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

10/2001

Apr 17, 2026

COHEN, LYNN

CHIEF COMPLIANCE OFFICER

yes

09/2004

Mar 14, 2012

Feb 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 17, 2026

$1.1B

n/a

2024

Feb 12, 2025

$1.0B

n/a

2023

Feb 21, 2024

$853M

n/a

2022

Feb 27, 2023

$784M

n/a

2021

Feb 7, 2022

$1.1B

n/a

2020

Feb 23, 2021

$892M

n/a

2019

Mar 13, 2020

$768M

n/a

2018

Mar 22, 2019

$644M

n/a

2017

Mar 27, 2018

$646M

n/a

2016

Feb 27, 2017

$631M

$549M

n/a

2015

Mar 23, 2016

$580M

$525M

n/a

2014

Mar 3, 2015

$593M

$557M

n/a

2013

Mar 25, 2014

$542M

$519M

n/a

2012

Mar 20, 2013

$509M

$489M

n/a

2011

Mar 14, 2012

$398M

$390M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$1.0B

8.9%

$784M

12.4%