DFX Intelligence

J••••••• L•••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J••••••• L•••• C•••••••••

Advisor at B• R•••• W••••• A•••••••• I•••

Ocala, FL

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Search this name across graphsid dfx:ria:45b9fe2e-f432-b86b-822e-23269f301203

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B• R•••• W••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 18, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Aug 22, 2022	n/a	yes	Ocala, FL	Current employment
M••••• S••••••	Wirehouse	Nov 9, 2011	Apr 11, 2012	no	The Villages, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	B• R•••• W••••• A•••••••• I•••	Apr 11, 2012	Aug 22, 2022	3,785	Firm change after gap	Wirehouse to ibd
M••••• K••••• • C••••••• L••	M••••• S••••••	Oct 31, 2011	Nov 9, 2011

Relationships

Registered with (4)

→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 22, 2022 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 9, 2011 to Apr 11, 2012factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Mar 6, 2007 to Oct 31, 2011factForm ADV
→ A•••••• I••••••••• M••••••••• C•••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45b9fe2e-f432-b86b-822e-23269f301203
First observed: Jan 23, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.