DFX Intelligence

D••••• F••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

D••••• F••• S••••••••

Advisor at C••••• C•••••• A•••••••• L••

TULSA, OK | Oklahoma City, OK

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Search this name across graphsid dfx:ria:45bc1511-d6ae-69eb-06e1-1c4362d29efe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 27, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• C•••••• A•••••••• L••	Independent wealth	Nov 30, 2022	n/a	yes	TULSA, OK\|Oklahoma City, OK	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 29, 2012	Nov 3, 2022	no	OKLAHOMA CITY, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••••• C•••••• A•••••••• L••	Nov 3, 2022	Nov 30, 2022	27	Firm change	RIA to RIA
U•• F•••••••• S••••••• I•••	L•• F•••••••• L••	Jan 17, 2012	Feb 29, 2012

Relationships

Registered with (3)

→ C••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Nov 30, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 29, 2012 to Nov 3, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 16, 2006 to Jan 17, 2012factForm ADV

Dated events

Occurred
Nov 3, 2022
Advisor changed firm
D••••• F••• S•••••••• left L•• F•••••••• L•• for C••••• C•••••• A•••••••• L•• (registered 2022-11-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45bc1511-d6ae-69eb-06e1-1c4362d29efe
First observed: Aug 16, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.