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S•••••••• F••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 10b 100b

S•••••••• F••••••

S•••••••• F•••••• INVESTMENT MANAGEMENT L••••••, CRD 313913

LONDON, GREATER LONDON

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Search this name across graphsid dfx:ria:45c47c0a-053c-3f69-4484-ac44abb6cfc3

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 5
On other graphs: 0
Observed: Nov 8, 2021 to Jun 29, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.53 fund_share=0.28 institutional_share=0.09 related_bd=true related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $24BItem 5.F on the latest filing (2026-06-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $17B
Private client RAUM: $13BderivedItem 5.D individuals plus high net worth individuals
Private client share: 53%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• M••••••• N••	HEAD OF CLIENT MANAGEMENT CHIEF EXECUTIVE OFFICER	Na	yes	07/2019	Jun 29, 2026	Jun 29, 2026
F••••• S••••• A••	CHIEF OPERATIONS OFFICER	Na	yes	01/2025	Jun 29, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E••••• F•••••••• L••••••	n/a	n/a	n/a	N	no	n/a
S•••••••• F•••••• A••••••• L••	n/a	n/a	n/a	N	no	n/a
S•••••••• F•••••• D•••••• A•• T••••••• S••••••• ••••••• L••••••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$24B	$15B	57.5%	n/a	n/a	110	62	0	0

Relationships

Controls (17)

← S•••••••• E••• M••••OwnerSENIOR RELATIONSHIP MANAGER, ownership code NA, individual
Jun 28, 2024 to Aug 8, 2024factForm ADV
← G••••••• A•••••• D•••• E•••••OwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Nov 8, 2021 to Aug 8, 2024factForm ADV
← S•••• G•••••• E••••••OwnerHEAD OF GLOBAL EQUITY MANAGEMENT, ownership code NA, individual
Jun 28, 2024 to Aug 8, 2024factForm ADV
← W•••••• G•••••• D••••OwnerINVESTMENT MANAGEMENT CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 8, 2021 to Aug 8, 2024

Dated events

Occurred
Jun 28, 2024
Control person left
James Christopher Merry (Chief Executive Officer) no longer on Schedule A of S•••••••• F•••••• (listed 2023-06-26, absent 2024-06-28)
Form ADVobserved 7 days ago
Occurred
Jun 28, 2024
Control person joined
Erasmus Gerrit Smit (Head Of Global Equity Management) appeared on Schedule A of S•••••••• F••••••
Form ADVobserved 7 days ago
Occurred
Jun 28, 2024
Control person joined
D•••••• J••• V•••• (Deputy Head Of Investments) appeared on Schedule A of S•••••••• F••••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45c47c0a-053c-3f69-4484-ac44abb6cfc3
First observed: Nov 8, 2021
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.