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Advisor at ELLENBECKER INVESTMENT GROUP
WAUKESHA, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ELLENBECKER INVESTMENT GROUP | Independent wealth | Jun 6, 2024 | n/a | yes | WAUKESHA, WI | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Nov 15, 2022 | Apr 24, 2024 | no | Franklin, WI | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Apr 22, 2016 | Oct 6, 2022 | no | Waukesha, WI|Brookfield, WI|Menomonee Falls, WI|WEST ALLIS, WI|Hartland, WI|Elkhorn, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | ELLENBECKER INVESTMENT GROUP | Apr 24, 2024 | Jun 6, 2024 | 43 | Firm change | Other |
| U.S. BANCORP INVESTMENTS, INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Oct 6, 2022 | Nov 15, 2022 | 40 | Firm change | Other |