A•••• M•••••

Advisor at S•••••••• A••••••• L••

THE WOODLANDS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:45d6175e-8a36-907d-fe59-0126a621e035

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 3, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jul 7, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A••••••• L••	National bd RIA	Jul 22, 2026	n/a	yes	THE WOODLANDS, TX	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Dec 3, 2021	Mar 31, 2025	no	KISSIMMEE, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Jul 22, 2026	478	Bulk transfer	Ibd to ibd
W•••• F•••• A•••••••	F••••••• P••••••• A•• W•••••••• A•••••••	Aug 26, 2021	Dec 3, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:288590:FL:2021-08-11	Aug 26, 2021	Dec 3, 2021	ORLANDO, FL	Firm change

Relationships

Registered with (4)

→ S•••••••• A••••••• L••Registered adviserregistration: current employment
Jul 22, 2026 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Dec 3, 2021 to Mar 31, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 10, 2020 to Aug 26, 2021factForm ADV
→ E•••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45d6175e-8a36-907d-fe59-0126a621e035
First observed: Aug 3, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.