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CRD 301309
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| VIKASH HARRIS MATHURA | Chartered Financial Analyst | Sheridan, WY | PORT LOUIS | 5 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MATHURA, VIKASH, HARRIS | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | yes | 02/2019 | Apr 12, 2019 | Jan 19, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Sheridan | Wy | United States | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $1.6M | $1.6M | 1 | 1 | 1 | n/a | n/a |
| 2023 | Jan 19, 2024 | $16.5M | $15.8M | 1 | 1 | 1 | n/a | n/a |
| 2022 | Mar 10, 2023 | $12.4M | $11.9M | 1 | 1 | 1 | n/a | n/a |
| 2021 | Feb 24, 2022 | $10.1M | $9.7M | 2 | 2 | 1 | n/a | n/a |
| 2020 | Feb 16, 2021 | $5.6M | $3.6M | 1 | 1 | 1 | n/a | n/a |
| 2019 | Mar 18, 2020 | $2.7M | $1.1M | 1 | 1 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.6M | n/a | n/a | $12.4M | -49.6% | 1 | n/a | 1 | n/a |