DFX Intelligence

D•••••• C••• C•••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

D•••••• C••• C•••••• P•••••••

D•••• C•••• & COMPANY, INC, CRD 282733

JACKSONVILLE BEACH, FL

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Search this name across graphsid dfx:ria:45e18123-6c08-cc4d-987f-0b5de3013062

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 7
On other graphs: 2
Observed: Apr 25, 2016 to Mar 31, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D•••• C••••

Private equity manager · shared crd

Independent Sponsorsidentity

D•••••• C••• C•••••• P•••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $425M••• Locked
Discretionary RAUM: $425M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D••• F••• I•• L•	Private Equity Fund	$47.6M	Mar 31, 2026	28	Mar 28, 2017	reported	021-265346
D••• F••• I••• L•	Private Equity Fund	$42.7M	Mar 31, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• T•••••• J•••••	MANAGING PARTNER, DIRECTOR, PRESIDENT, TREASURER, SECRETARY, SHAREHOLDER (CLASS A, COMMON)	C	yes	11/2003	Apr 25, 2016	Apr 24, 2024
C•••••••• M•••••••• M••••	CFO/CCO	Na	yes	10/2015	Apr 25, 2016	Apr 24, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D• F•••••• I••••••••• L••	n/a	n/a	n/a	N	yes	n/a
D• P•••••• G••• I••••••••• L••	n/a	n/a	n/a	N	yes	n/a
D• S•••• H••• S••••••• I••••••••• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
MIAMI BEACH	FL	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$425M	$403M	5.6%	$509M	-5.8%	17	18	3	3

Relationships

Advises (6)

→ D••• F•••• L•Private fundPrivate Equity Fund, IA
Apr 25, 2016 to presentfactForm ADV
→ D••• F••• I••• L•Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ D• F•••••• F•••• L•Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ D••• ••• S••• L•••Private fund

Dated events

Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$30.0M
Occurred
Mar 31, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$166M
Occurred
Mar 30, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$119M
Occurred
Mar 30, 2020

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45e18123-6c08-cc4d-987f-0b5de3013062
First observed: Apr 25, 2016
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.