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Advisor at LPL FINANCIAL LLC
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 12, 2022 | n/a | yes | BATON ROUGE, LA | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Aug 1, 2019 | Dec 12, 2022 | no | BATON ROUGE, LA|BATON ROUGE, LA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 20, 2010 | Aug 19, 2019 | no | SAN DIEGO, CA|BATON ROUGE, LA|BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | LPL FINANCIAL LLC | Dec 12, 2022 | Dec 12, 2022 | 0 | Firm change | Ibd to RIA |
| LPL FINANCIAL LLC | CETERA ADVISORS LLC | Aug 19, 2019 | Aug 1, 2019 | -18 | Firm change | Ibd to ibd |