DFX Intelligence

L••• M•••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

L••• M•••• D••••••••

Advisor at W•••••• A•••••••• L••

Metairie, LA | BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:45ee6a9a-1b87-270f-6b13-2740118beb84

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 19, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A•••••••• L••	Independent wealth	May 19, 2026	n/a	yes	Metairie, LA\|BIRMINGHAM, AL	Current employment
T•••••••• A•••••••• L••	Former SEC adviser	Jun 19, 2025	May 19, 2026	no	METAIRIE, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••••• A•••••••• L••	W•••••• A•••••••• L••	May 19, 2026	May 19, 2026	0	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
306876:115332:LA:2026-05-19	May 19, 2026	May 19, 2026	METAIRIE, LA	Firm change

Relationships

Registered with (2)

→ W•••••• A•••••••• L••Registered adviserregistration: current employment
May 19, 2026 to presentfactForm ADV
→ T•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 19, 2025 to May 19, 2026factForm ADV

Dated events

Occurred
May 19, 2026
Advisor changed firm
L••• M•••• D•••••••• left T•••••••• A•••••••• L•• for W•••••• A•••••••• L•• (registered 2026-05-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45ee6a9a-1b87-270f-6b13-2740118beb84
First observed: Jun 19, 2025
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.