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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Thaddeus Timothy Braun

Advisor at USA FINANCIAL SECURITIES LLC

ADA, MI | Big Rapids, MI

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Search this name across graphsid dfx:ria:45efb66d-172a-7666-0fb7-61773edeb3a9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 1, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: USA FINANCIAL SECURITIES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 30, 2011
First registration: Jul 1, 2011
Dual registered: yes, broker-dealer
Other names: THAD TIMOTHY BRAUN
IAPD individual key: 2624076

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
USA FINANCIAL SECURITIES LLC	Independent wealth	Sep 18, 2023	n/a	yes	ADA, MI\|ADA, MI\|Big Rapids, MI	Current employment
BROOKSTONE ASSET MANAGEMENT, LLC	Asset manager	Aug 14, 2017	Nov 23, 2021	no	WHEATON, IL	Previous registration
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Aug 14, 2017	Jun 17, 2022	no	WHEATON, IL	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Jul 1, 2011	Aug 7, 2017	no	GRAND RAPIDS, MI\|GRAND RAPIDS, MI\|BIG RAPIDS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROOKSTONE WEALTH ADVISORS, LLC	USA FINANCIAL SECURITIES LLC	Jun 17, 2022	Sep 18, 2023	458	Firm change after gap	RIA to RIA
BROOKSTONE ASSET MANAGEMENT, LLC	BROOKSTONE WEALTH ADVISORS, LLC	Nov 23, 2021	Aug 14, 2017	-1,562	Channel change	Other
FIFTH THIRD SECURITIES, INC.	BROOKSTONE ASSET MANAGEMENT, LLC	Aug 7, 2017	Aug 14, 2017	7	Firm change	Other

Relationships

Registered with (4)

→ USA FINANCIAL SECURITIES LLCRegistered adviserregistration: current employment
Sep 18, 2023 to presentfactForm ADV
→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 14, 2017 to Jun 17, 2022factForm ADV
→ BROOKSTONE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 14, 2017 to Nov 23, 2021factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Jul 1, 2011 to Aug 7, 2017factForm ADV

Dated events

Occurred
Jun 17, 2022
Advisor changed firm
Thaddeus Timothy Braun left Brookstone Wealth Advisors, Llc for Usa Financial Securities Llc (registered 2023-09-18)
Form ADVobserved 4 days ago