J••••••• D•••••

Advisor at U••••• P•••••••• L••

NACOGDOCHES, TX | CULLMAN, AL

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Search this name across graphsid dfx:ria:45f61901-90bb-0dc2-f885-f0de5bde74f0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• P•••••••• L••	Independent wealth	Jul 3, 2024	n/a	yes	CULLMAN, AL\|NACOGDOCHES, TX	Current employment
E••••• J••••	National bd RIA	Mar 1, 2010	Jul 8, 2024	no	CULLMAN, AL\|ST LOUIS, MO\|CULLMAN, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	U••••• P•••••••• L••	Jul 8, 2024	Jul 3, 2024	-5	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ U••••• P•••••••• L••Registered adviserregistration: current employment
Jul 3, 2024 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 1, 2010 to Jul 8, 2024factForm ADV

Dated events

Occurred
Jul 8, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:45f61901-90bb-0dc2-f885-f0de5bde74f0
First observed: Mar 1, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.