DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B• A•••••••• L••
Radnor, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B• A•••••••• L•• | Independent wealth | Jul 11, 2016 | n/a | yes | Radnor, PA | Current employment |
| C••••• A••••••• L•• | Former SEC adviser | Jan 2, 2015 | Apr 12, 2016 | no | ELIZABETHTOWN, PA|GREENWOOD VILLAGE, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• A••••••• L•• | B• A•••••••• L•• | Apr 12, 2016 | Jul 11, 2016 | 90 | Firm change | Other |
| S•• I••••••••• M••••••••• C••• | C••••• A••••••• L•• | Jan 29, 2015 | Jan 2, 2015 |
| S•• I••••••••• M••••••••• C••• | Mixed wealth | Mar 29, 2011 | Jan 29, 2015 | no | OAKS, PA | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | Apr 9, 2009 | no | SAINT PETERSBURG, FL | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Sep 8, 2008 | Jan 2, 2009 | no | LANCASTER, PA|ELIZABETHTOWN, PA | Previous registration |
| -27 |
| Firm change |
| Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | S•• I••••••••• M••••••••• C••• | Apr 9, 2009 | Mar 29, 2011 | 719 | Firm change after gap | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |