DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

DAVID WORDLOW JOHNSON

Advisor at CETERA INVESTMENT ADVISERS LLC

Gladstone, NJ | GLADSTONE, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:46072a41-5b0f-73cd-1d45-165b8b937ca2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 23, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 17, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 2
Exams: S63|S65
First exam: Sep 17, 1987
First registration: May 23, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1684551

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 12, 2020	n/a	yes	Gladstone, NJ	Current employment
PRIVATE CLIENT GROUP ASSET MANAGEMENT	Independent wealth	May 15, 2009	n/a	yes	GLADSTONE, NJ	Current employment
JOHNSON & MURPHY WEALTH ADVISORS, LLC	n/a	Jan 23, 2018	Sep 17, 2021	no	BEDMINSTER, NJ	Previous registration
JOHNSON & MURPHY WEALTH ADVISORS, LLC	n/a	Oct 27, 2017	Dec 31, 2017	no	BEDMINSTER, NJ	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jan 13, 2016	Nov 12, 2020	no	Bedminster, NJ	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Jan 30, 2009	Mar 12, 2009	no	BEDMINSTER, NJ\|SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 23, 2002	Feb 11, 2009	no	BEDMINSTER, NJ\|Warren, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JOHNSON & MURPHY WEALTH ADVISORS, LLC	CETERA INVESTMENT ADVISERS LLC	Sep 17, 2021	Nov 12, 2020	-309	Firm change after gap	Other
FIRST ALLIED ADVISORY SERVICES, INC.	JOHNSON & MURPHY WEALTH ADVISORS, LLC	Nov 12, 2020	Oct 27, 2017	-1,112	Firm change after gap	Other
FIRST ALLIED SECURITIES, INC.	PRIVATE CLIENT GROUP ASSET MANAGEMENT	Mar 12, 2009	May 15, 2009	64	Firm change	Other
UBS FINANCIAL SERVICES INC.	FIRST ALLIED SECURITIES, INC.	Feb 11, 2009	Jan 30, 2009	-12	Firm change	Other

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Nov 12, 2020 to presentfactForm ADV
→ PRIVATE CLIENT GROUP ASSET MANAGEMENTRegistered adviserregistration: current employment
May 15, 2009 to presentfactForm ADV
→ JOHNSON & MURPHY WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 23, 2018 to Sep 17, 2021factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jan 13, 2016 to Nov 12, 2020factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Jan 30, 2009 to Mar 12, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 23, 2002 to Feb 11, 2009factForm ADV

Dated events

No dated event names this entity yet.