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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Omaha, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jun 2, 2011 | n/a | yes | Omaha, NE | Current employment |
| WADDELL & REED | Former SEC adviser | Oct 23, 2009 | Aug 23, 2010 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Aug 23, 2010 | Jun 2, 2011 | 283 | Firm change | Other |