DFX Intelligence

K•••• D••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor44 years in industry

K•••• D••••• B••••

Advisor at O•• C•••••• M••••••••• L••

WESTLAKE VILLAGE, CA | San Francisco, CA

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Search this name across graphsid dfx:ria:4610c90e-f08b-9944-9b13-197370e088bb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 21, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 25, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•• C•••••• M••••••••• L••	Independent wealth	Nov 15, 2016	n/a	yes	San Francisco, CA\|WESTLAKE VILLAGE, CA	Current employment
M•••••••• W••• K•••• B••••	n/a	Feb 8, 2017	Dec 31, 2020	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••••• W••• K•••• B••••	n/a	Dec 31, 2020	n/a	n/a	Departure no registered destination	Departure
L••••• M••••••••• C••••••	O•• C•••••• M••••••••• L••	Jan 25, 2017	Nov 15, 2016	-71

Relationships

Registered with (3)

→ O•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Nov 15, 2016 to presentfactForm ADV
→ M•••••••• W••• K•••• B••••Registered adviserregistration: previous registration
Feb 8, 2017 to Dec 31, 2020factForm ADV
→ L••••• M••••••••• C••••••Registered adviserregistration: previous registration
May 21, 2003 to Jan 25, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4610c90e-f08b-9944-9b13-197370e088bb
First observed: May 21, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.