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CRD 166429
PFAEFFIKON
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••••• H•••••• A• | Shareholder | E | yes | 08/2014 | Aug 13, 2014 | Mar 29, 2024 |
| D••••••• G••••••• F•••••• | Chairman | Na | yes | 05/2011 | Apr 5, 2013 | Mar 29, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $299M | $507M | -41.0% | $720M | -25.4% | 5 | 7 | 0 | 0 |
| NON-EXECUTIVE DIRECTOR |
| Na |
| yes |
| 01/2021 |
| Mar 29, 2021 |
| Mar 29, 2024 |
| M•••••• J•••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2013 | Sep 23, 2013 | Mar 29, 2024 |
| R••••• D•••••• O••••• A••••• | Partner | C | yes | 03/2018 | Mar 29, 2021 | Mar 29, 2024 |
| R••••• D•••••• O••••• A••••• | NON-EXECUTIVE DIRECTOR | Na | yes | 03/2018 | Mar 29, 2021 | Mar 29, 2024 |
| T•••• B••••• L•••• | DEPUTY CEO | Na | yes | 01/2014 | Apr 5, 2013 | Mar 29, 2024 |
| B••• B•••••• • C•• | Shareholder | D | no | 03/2018 | Mar 28, 2018 | Mar 29, 2024 |
| W•••••• A•••• | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | Na | no | 04/2013 | Apr 5, 2013 | Mar 29, 2024 |
| $299M |
| $299M |
| 5 |
| 3 |
| 0 |
| n/a |
| n/a |
| 2022 | Mar 27, 2023 | $507M | $507M | 7 | 4 | 0 | n/a | n/a |
| 2021 | Mar 21, 2022 | $897M | $897M | 9 | 5 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $720M | $720M | 6 | 4 | 0 | n/a | n/a |
| 2019 | Mar 19, 2020 | $616M | $616M | 6 | 4 | 0 | n/a | n/a |
| 2018 | Mar 26, 2019 | $567M | $567M | 6 | 4 | 0 | n/a | n/a |
| 2017 | Mar 28, 2018 | $629M | $629M | 6 | 4 | 0 | n/a | n/a |
| 2016 | Mar 27, 2017 | $531M | $531M | 6 | 4 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $531M | $531M | 5 | 3 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $777M | $777M | 5 | 3 | n/a | n/a | n/a |
| 2013 | Mar 20, 2014 | $829M | $829M | 6 | 3 | n/a | n/a | n/a |