This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 28, 2000earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Aug 28, 2000

First registration

Jun 27, 2017

Dual registered

yes, broker-dealer

Other names

Ronald Moriarty|RONALD A MORIARTY|Ronald L Moriarty|RONALD ALAN MORIARTY|Ron Moriarty

IAPD individual key

2860226

• Occurred

  Mar 18, 2026
  Advisor changed firm

  Ronald Moriarty left J.P. Morgan Securities Llc for Lpl Financial Llc (registered 2026-04-22)

  Form ADVobserved 5 days ago
• Occurred

  Sep 17, 2022
  Advisor changed firm

  Ronald Moriarty left Fidelity Personal And Workplace Advisors for J.P. Morgan Securities Llc (registered 2022-10-11)

  Form ADVobserved 5 days ago
• Occurred

  Apr 12, 2022
  Advisor changed firm

  Ronald Moriarty left Wells Fargo Advisors for Fidelity Personal And Workplace Advisors (registered 2022-07-15)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:462aec0f-9378-fd03-ad70-91875632cb2e

First observed

Jun 27, 2017

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.