DFX Intelligence

R•••••• C••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

R•••••• C••••• A••••••

Advisor at A••••• W••••• M•••••••••

FT SMITH, AR | LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 12, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W••••• M•••••••••	Independent wealth	May 29, 2025	n/a	yes	LITTLE ROCK, AR\|FT SMITH, AR	Current employment
E••••• J••••	National bd RIA	Nov 12, 2024	Mar 20, 2025	no	MALVERN, AR\|Glenwood, AR\|ST LOUIS, MO\|Glenwood, AR\|ST LOUIS, MO\|MALVERN, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	A••••• W••••• M•••••••••	Mar 20, 2025	May 29, 2025	70	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ A••••• W••••• M•••••••••Registered adviserregistration: current employment
May 29, 2025 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Nov 12, 2024 to Mar 20, 2025factForm ADV

Dated events

Order

Occurred
20 Mar 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 12, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.