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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

BRYCE ROMAN WERGELAND

Advisor at LPL FINANCIAL LLC

BLOOMINGTON, MN

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Search this name across graphsid dfx:ria:463f4502-28c7-538d-e3c2-d439042dd9dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 7, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: May 25, 2010
First registration: Jul 7, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 5074281

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 8, 2010	n/a	yes	BLOOMINGTON, MN	Current employment
NRP ADVISORS, INC.	n/a	Jun 3, 2010	Dec 1, 2010	no	BRYAN, OH	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jun 2, 2010	Jun 7, 2010	no	EDEN PRAIRIE, MN	Previous registration
JOHNSTON LEMON ASSET MANAGEMENT INC	Former SEC adviser	Jul 7, 2006	Sep 26, 2006	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NRP ADVISORS, INC.	LPL FINANCIAL LLC	Dec 1, 2010	Dec 8, 2010	7	Firm change	Other
PRINCIPAL SECURITIES, INC.	NRP ADVISORS, INC.	Jun 7, 2010	Jun 3, 2010	-4	Firm change	Other
JOHNSTON LEMON ASSET MANAGEMENT INC	PRINCIPAL SECURITIES, INC.	Sep 26, 2006	Jun 2, 2010	1,345	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 8, 2010 to presentfactForm ADV
→ NRP ADVISORS, INC.Registered adviserregistration: previous registration
Jun 3, 2010 to Dec 1, 2010factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jun 2, 2010 to Jun 7, 2010factForm ADV
→ JOHNSTON LEMON ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Jul 7, 2006 to Sep 26, 2006factForm ADV

Dated events

No dated event names this entity yet.