DFX Intelligence

T••••• R•••• H•••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst12 years in industry

T••••• R•••• H•••• T••••••

Advisor at M•••••• I••••••••• A•••••••• L••

M••••••, WI | TORONTO

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Search this name across graphsid dfx:ria:4648ccf6-3e07-9a3e-fc23-829bc8524b1c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Nov 3, 2014 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T••••• R•••• H•••• T••••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• I••••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• I••••••••• A•••••••• L••	Mixed wealth	Oct 29, 2020	n/a	yes	TORONTO\|M••••••, WI	Current employment
H••••••••• G••••• I••••••••• L•	Former SEC adviser	Nov 3, 2014	Dec 31, 2020	no	Toronto\|M••••••, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• G••••• I••••••••• L•	M•••••• I••••••••• A•••••••• L••	Dec 31, 2020	Oct 29, 2020	-63	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ M•••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 29, 2020 to presentfactForm ADV
→ H••••••••• G••••• I••••••••• L•Registered adviserregistration: previous registration
Nov 3, 2014 to Dec 31, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4648ccf6-3e07-9a3e-fc23-829bc8524b1c
First observed: Nov 3, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.