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J•••• R• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J•••• R• C••••••

Advisor at T••••••• I••••••••• M••••••••• I•••

Appleton, WI | Milwaukee, WI

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Search this name across graphsid dfx:ria:464cbc7b-edf8-e8cb-b502-4acd8fbfecdb

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 4
On other graphs: 0
Observed: Jun 1, 2016 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Current registrations

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Sep 8, 2026	n/a	yes	Appleton, WI\|Milwaukee, WI	Current employment

Relationships

Registered with (1)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Sep 8, 2026 to presentfactForm ADV

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Show 4 bookkeeping events

Occurred
Sep 18, 2026
J•••• R• C•••••• added a DC registration at T••••••• I••••••••• M••••••••• I•••
Occurred
Sep 15, 2026
J•••• R• C•••••• added a OK registration at T••••••• I••••••••• M••••••••• I•••
Occurred
Sep 15, 2026
J•••• R• C•••••• added a TX registration at T••••••• I••••••••• M••••••••• I•••
Occurred
Sep 8, 2026
J•••• R• C•••••• added a WI registration at T••••••• I••••••••• M••••••••• I•••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:464cbc7b-edf8-e8cb-b502-4acd8fbfecdb
First observed: Jun 1, 2016
Last observed: Sep 19, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.