This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC WEALTH, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 1981earliest registration or exam on IAPD

Years in industry

45derivedfrom the industry start date

Years at current firm

23derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

4

Designations

Chartered Financial Consultant

Exams

S63|S65

First exam

Jul 28, 1986

First registration

Dec 18, 2003

Dual registered

yes, broker-dealer

Other names

MIKE UTERREINER

IAPD individual key

1535697

• Occurred

  Dec 22, 2022
  Advisor departed, no destination yet

  Caspar Michael Unterreiner no longer registered at Financial Legacy Associates; no later IA registration on IAPD

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:464dd1cf-3cf2-4b55-fbdf-9f35880e38f6

First observed

Dec 18, 2003

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.