DFX Intelligence

J•••• A•• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

J•••• A•• D•••••

Advisor at M•••• C••••••• A••••••• S••••••

Brainerd, MN | PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:4663ec62-9683-eaeb-cf51-96465c98e3d6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• C••••••• A••••••• S••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 19, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Oct 12, 2018	n/a	yes	Brainerd, MN\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL	Current employment
M•••••• P••••••••• P•••••••• L•••	Independent wealth	Oct 20, 2017	Oct 16, 2018	no	Brainerd, MN\|WAUSAU, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• P••••••••• P•••••••• L•••	M•••• C••••••• A••••••• S••••••	Oct 16, 2018	Oct 12, 2018	-4	Firm change	RIA to ibd
I••••••••• C•••••• O• A••••••• I•••	M•••••• P••••••••• P•••••••• L•••	Oct 19, 2017	Oct 20, 2017

Relationships

Registered with (3)

→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Nov 20, 2013 to Nov 26, 2014factForm ADV
→ M•••••• P••••••••• P•••••••• L•••Registered adviserregistration: previous registration
Oct 20, 2017 to Oct 16, 2018factForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
Nov 26, 2014 to Oct 19, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4663ec62-9683-eaeb-cf51-96465c98e3d6
First observed: Nov 20, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.