DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• P••••••• I••••••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• P••••••• I••••••••• A•••••••• L•• | Bd affiliated wealth | Jun 6, 2016 | n/a | yes | Washington, DC|STAMFORD, CT|WASHINGTON, DC|NANTUCKET, MA | Current employment |
| R•• C•••••• M••••••• L•• | National bd RIA | Mar 13, 2009 | Jun 7, 2016 | no | WASHINGTON, DC|CHEVY CHASE, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•• C•••••• M••••••• L•• | S•••••• P••••••• I••••••••• A•••••••• L•• | Jun 7, 2016 | Jun 6, 2016 | -1 | Firm change | Ibd to new firm |
| F•••••• B•••• W••••• L•• | R•• C•••••• M••••••• L•• | Mar 13, 2009 | Mar 13, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:283004:MD:2016-06-07 | Jun 7, 2016 | Jun 6, 2016 | CHEVY CHASE, MD | Firm change |
| F•••••• B•••• W••••• L•• | n/a | May 7, 1999 | Mar 13, 2009 | no | WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| 0 |
| Bulk transfer |
| Other |