DFX Intelligence

A•••••• J• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

A•••••• J• B••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

KNG OF PRUSSIA, PA

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Search this name across graphsid dfx:ria:46665442-36c9-16af-a8e2-ad3417fe8cfe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Feb 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Nov 20, 2017	n/a	yes	KNG OF PRUSSIA, PA	Current employment
S•• A•••• M••••••••• L••	Former SEC adviser	Apr 12, 2013	Dec 14, 2016	no	BERWYN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• A•••• M••••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Dec 14, 2016	Nov 20, 2017	341	Firm change	Other

Relationships

Registered with (2)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Nov 20, 2017 to presentfactForm ADV
→ S•• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 12, 2013 to Dec 14, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46665442-36c9-16af-a8e2-ad3417fe8cfe
First observed: Apr 12, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.