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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

CHAD WESLEY SPENCER

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Trinity, FL | Tarpon Springs, FL

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Search this name across graphsid dfx:ria:4666b91b-1715-fcf2-5302-ca2467894bed

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 19, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 3, 1999
First registration: Aug 19, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 3265084

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Mar 5, 2021	n/a	yes	Tarpon Springs, FL\|Trinity, FL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Aug 19, 2011	Mar 15, 2021	no	CLEARWATER, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Sep 6, 2011	no	Palm Harbor, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	PALM HARBOR, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 19, 1999	Apr 2, 2007	no	PALM HARBOR, FL\|CLEARWATER, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	Mar 15, 2021	Mar 5, 2021	-10	Firm change	Wirehouse to ibd
MORGAN STANLEY	WELLS FARGO ADVISORS	Sep 6, 2011	Aug 19, 2011	-18	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:705:FL:2021-03-15	Mar 15, 2021	Mar 5, 2021	CLEARWATER, FL	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Mar 5, 2021 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 19, 2011 to Mar 15, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 6, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 19, 1999 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.