This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PENSERRA WEALTH MANAGEMENT

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 7, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Jan 7, 2008

First registration

Apr 22, 2021

Dual registered

no

Other names

CALVIN LEE|CALVIN LEE

IAPD individual key

4596416

• Occurred

  Nov 18, 2025
  Advisor changed firm

  Calvin Lee left Gamma Investing Llc for Penserra Wealth Management (registered 2026-06-07)

  Form ADVobserved 4 days ago
• Occurred

  Feb 7, 2022
  Advisor changed firm

  Calvin Lee left Shum Financial Group, Inc. for Gamma Investing Llc (registered 2022-01-18)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:466d43ad-7f7c-4d5f-e88e-0653438ef693

First observed

Apr 22, 2021

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.