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Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 18, 2012 | n/a | yes | ST. LOUIS, MO | Current employment |
| MONETA GROUP INVESTMENT ADVISORS, LLC | Independent wealth | Mar 12, 2010 | Nov 18, 2010 | no | ST. LOUIS, MO | Previous registration |
| SAXONY CAPITAL MANAGEMENT, LLC | Independent wealth | Apr 21, 2003 | Dec 16, 2004 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MONETA GROUP INVESTMENT ADVISORS, LLC | WELLS FARGO ADVISORS | Nov 18, 2010 | Sep 18, 2012 | 670 | Firm change after gap | Other |
| SAXONY CAPITAL MANAGEMENT, LLC | MONETA GROUP INVESTMENT ADVISORS, LLC | Dec 16, 2004 | Mar 12, 2010 | 1,912 | Firm change after gap | Other |