DFX Intelligence

M••• W•••••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

M••• W•••••• G•••••••••

Advisor at C••••••• C•••••• M••••••••• L••

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Search this name across graphsid dfx:ria:46822a26-0e38-7328-7e87-984bf73721ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 12, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• C•••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 12, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• C•••••• M••••••••• L••	Mixed wealth	Mar 9, 2010	n/a	yes	n/a	Current employment
R•••• A•••• M••••••••• L••	n/a	Mar 1, 2006	Jul 31, 2009	no	CONSHOHOCKEN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• A•••• M••••••••• L••	C••••••• C•••••• M••••••••• L••	Jul 31, 2009	Mar 9, 2010	221	Firm change	Other
T•• C••••• G••••• L••	R•••• A•••• M••••••••• L••	Jan 12, 2006	Mar 1, 2006

Relationships

Registered with (3)

→ C••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Mar 9, 2010 to presentfactForm ADV
→ R•••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 1, 2006 to Jul 31, 2009factForm ADV
→ T•• C••••• G••••• L••Registered adviserregistration: previous registration
May 12, 2003 to Jan 12, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46822a26-0e38-7328-7e87-984bf73721ba
First observed: May 12, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.