DFX Intelligence

J•••• J•••••• Y•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

J•••• J•••••• Y•••••••••

Advisor at C••• W••••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:468c8bda-ae32-9bfd-0396-839a63c7a819

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• W••••• A•••••••	Independent wealth	Aug 6, 2024	n/a	yes	LONG BEACH, CA\|Rancho Palos Verdes, CA	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 11, 2017	Aug 2, 2024	no	TORRANCE, CA\|LONG BEACH, CA\|TORRANCE, CA\|LONG BEACH, CA\|Long Beach, CA\|Rancho Palos Verdes, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••• W••••• A•••••••	Aug 2, 2024	Aug 6, 2024	4	Firm change	Ibd to new firm
C•••• C•••••• S••••••••• L•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Oct 16, 2017	Oct 11, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:330731:CA:2024-08-02	Aug 2, 2024	Aug 6, 2024	RANCHO PALOS VERDES, CA	Firm change

Relationships

Registered with (3)

→ C••• W••••• A•••••••Registered adviserregistration: current employment
Aug 6, 2024 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Oct 11, 2017 to Aug 2, 2024factForm ADV
→ C•••• C•••••• S••••••••• L•••Registered adviserregistration: previous registration
Mar 16, 2015 to Oct 16, 2017factForm ADV

Dated events

Occurred
Aug 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:468c8bda-ae32-9bfd-0396-839a63c7a819
First observed: Mar 16, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.