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Y••••• M• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

Y••••• M• M••••

Advisor at M•••• W••••• M••••••••• L••

KNOXVILLE, TN

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Search this name across graphsid dfx:ria:468e1dda-eaac-ecdb-79ee-ed4901596b0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• W••••• M••••••••• L••	Independent wealth	Feb 2, 2016	n/a	yes	KNOXVILLE, TN	Current employment
P••••••••• C•••••• A•••••••	Independent wealth	Jan 16, 2013	Apr 14, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• C•••••• A•••••••	M•••• W••••• M••••••••• L••	Apr 14, 2016	Feb 2, 2016	-72	Firm change after gap	Other
L•• F•••••••• L••	P••••••••• C•••••• A•••••••	Dec 5, 2012

Relationships

Registered with (3)

→ M•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 2, 2016 to presentfactForm ADV
→ P••••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Jan 16, 2013 to Apr 14, 2016factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 24, 2012 to Dec 5, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:468e1dda-eaac-ecdb-79ee-ed4901596b0b
First observed: Jul 24, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.