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K••• J• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

K••• J• D•••••••

Advisor at M••••• S••••••

Davenport, IA

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Search this name across graphsid dfx:ria:46989d6a-b5fe-8d08-1db3-f86076de0d3d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 9, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Nov 21, 2018	n/a	yes	Davenport, IA	Current employment
S••••• W••••• A•••••••• I•••	No RAUM reported	Aug 3, 2017	Sep 5, 2018	no	Indianapolis, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• A•••••••• I•••	M••••• S••••••	Sep 5, 2018	Nov 21, 2018	77	Firm change	Ibd to wirehouse
C•••••• S••••• • C••• I•••	S••••• W••••• A•••••••• I•••	Aug 3, 2017	Aug 3, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
5393:159035:IN:2017-08-03	Aug 3, 2017	Aug 3, 2017	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Nov 21, 2018 to presentfactForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 3, 2017 to Sep 5, 2018factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Sep 9, 2016 to Aug 3, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46989d6a-b5fe-8d08-1db3-f86076de0d3d
First observed: Sep 9, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.