DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

Stephen Jay Lee

Advisor at LEE FINANCIAL GROUP, INC.

Clarksville, MD | COLUMBIA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:46aa7fad-5579-9761-e96a-21e53575db07

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LEE FINANCIAL GROUP, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 15, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 3
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: May 15, 1986
First registration: Mar 7, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 868740

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	n/a	yes	COLUMBIA, MD\|Clarksville, MD	Current employment
LEE FINANCIAL GROUP, INC.	State registered	Jun 14, 2006	n/a	yes	COLUMBIA, MD	Current employment
WAGENER-LEE, LLC	State registered	Jan 4, 2006	n/a	yes	COLUMBIA, MD	Current employment
FINANCIAL FIRST ADVISORS, INC.	State registered	Feb 11, 2003	Apr 21, 2006	no	COLUMBIA, MD	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Mar 7, 2001	Apr 26, 2004	no	COLUMBIA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL FIRST ADVISORS, INC.	WAGENER-LEE, LLC	Apr 21, 2006	Jan 4, 2006	-107	Firm change after gap	Other
COMMONWEALTH FINANCIAL NETWORK	FINANCIAL FIRST ADVISORS, INC.	Apr 26, 2004	Feb 11, 2003	-440	Firm change after gap	Ibd to state RIA

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Jan 2, 2009 to presentfactForm ADV
→ LEE FINANCIAL GROUP, INC.Registered adviserregistration: current employment
Jun 14, 2006 to presentfactForm ADV
→ WAGENER-LEE, LLCRegistered adviserregistration: current employment
Jan 4, 2006 to presentfactForm ADV
→ FINANCIAL FIRST ADVISORS, INC.Registered adviserregistration: previous registration
Feb 11, 2003 to Apr 21, 2006factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Mar 7, 2001 to Apr 26, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46aa7fad-5579-9761-e96a-21e53575db07
First observed: Mar 7, 2001
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Stephen Jay Lee

Advisor at LEE FINANCIAL GROUP, INC.

Clarksville, MD | COLUMBIA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:46aa7fad-5579-9761-e96a-21e53575db07

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Bd affiliated wealth

Jan 2, 2009

n/a

yes

COLUMBIA, MD|Clarksville, MD

Current employment

LEE FINANCIAL GROUP, INC.

State registered

Jun 14, 2006

n/a

yes

COLUMBIA, MD

Current employment

WAGENER-LEE, LLC

State registered

Jan 4, 2006

n/a

yes

COLUMBIA, MD

Current employment

FINANCIAL FIRST ADVISORS, INC.

State registered

Feb 11, 2003

Apr 21, 2006

COLUMBIA, MD

Previous registration

COMMONWEALTH FINANCIAL NETWORK

National bd RIA

Mar 7, 2001

Apr 26, 2004

COLUMBIA, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FINANCIAL FIRST ADVISORS, INC.

WAGENER-LEE, LLC

Apr 21, 2006

Jan 4, 2006

-107

Firm change after gap

Other

COMMONWEALTH FINANCIAL NETWORK

FINANCIAL FIRST ADVISORS, INC.

Apr 26, 2004

Feb 11, 2003

-440

Firm change after gap

Ibd to state RIA