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Advisor at CHARLES SCHWAB & CO., INC.
BROOKLYN, NY | Brooklyn, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 15, 2026 | n/a | yes | BROOKLYN, NY | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 6, 2026 | n/a | yes | Brooklyn, NY | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 6, 2026 | n/a | yes | Brooklyn, NY | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 15, 2024 | Nov 24, 2025 | no | CHARLOTTE, NC | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 26, 2024 | Jun 14, 2024 | no | LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | CHARLES SCHWAB & CO., INC. | Nov 24, 2025 | Jan 6, 2026 | 43 | Firm change | Wirehouse to ibd |
| PRUCO SECURITIES, LLC | UBS FINANCIAL SERVICES INC. | Jun 14, 2024 | Jul 15, 2024 | 31 | Firm change | Ibd to wirehouse |