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P•••••• P•••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

P•••••• P•••• A•••••••• L••

CRD 283095

RENTON, WA

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Search this name across graphsid dfx:ria:46d48525-447f-f0a1-a47f-cabf3f6f37bb

Data as of May 2, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Jul 28, 2016 to May 2, 2017
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $37.3M••• Locked
Discretionary RAUM: $37.3M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W•••••• N•••••	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, AND MANAGING MEMBER	E	yes	09/2016	Sep 23, 2016	May 2, 2017

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$37.3M	$37.3M	3	2	n/a	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$37.3M	n/a	n/a	n/a	n/a	3	n/a	n/a	n/a

Relationships

Controls (1)

← W•••••• N•••••OwnerCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, AND MANAGING MEMBER, ownership code E, individual
Sep 23, 2016 to presentfactForm ADV

Registered with (1)

← JED ROLAND MAGSTADTAdvisorregistration: previous registration
Oct 20, 2016 to Jun 16, 2017factForm ADV

Dated events

Occurred
Sep 23, 2016
Succession filed (Item 4)
Frank Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago
Occurred
Jul 28, 2016
First Form ADV filing
Frank Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46d48525-447f-f0a1-a47f-cabf3f6f37bb
First observed: Jul 28, 2016
Last observed: May 2, 2017 114 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.