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CRD 308187
PEPPER PIKE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| C•••• F• S•••• | Chartered Financial Analyst | PEPPER PIKE, OH | 5 | 19 | 1 | no |
| T••• D•••• P•••• | Chartered Financial Analyst | PEPPER PIKE, OH | 5 | 13 | n/a |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| V•••••• P•••••• S••••• F••• I• L• | Other Private Fund | $62.2M | Jul 24, 2024 | 45 | Jun 3, 2022 | reported | 021-449088 |
| V•••••• S••••• F•••• L• | Other Private Fund | $33.9M | Jul 24, 2024 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| 2••• M•••••• D•••••••• I••••••••• T•••• | Member | E | yes | 07/2020 | Dec 21, 2020 | Jul 24, 2024 |
| A••••••• S••••••• G••• | Trustee | F | yes | 12/2023 | Mar 29, 2024 | Jul 24, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| P•••••• S••••• C•••••• P•••••••• L•• | n/a | n/a | n/a | Y | yes | n/a |
| V•••••• S••••• G•• L•• | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $452M | $456M | -0.9% | $186M | 34.5% | 5 | 4 | 0 | 0 |
| no |
| S••••• T••••• F••••••••• | Chartered Financial Analyst | PEPPER PIKE, OH | 0 | 12 | n/a | no |
| 20 |
| Jun 3, 2022 |
| reported |
| 021-417665 |
| P•••••• S••••• T••••• S•• I• L• | Other Private Fund | $30.5M | Jul 24, 2024 | 57 | Aug 30, 2022 | reported | 021-454027 |
| V•••••• S••••••• F•••• L• | Other Private Fund | $20.2M | Jul 24, 2024 | 5 | Aug 30, 2022 | reported | 021-456449 |
| V•••••• D•••••• E••••• F•••• L• | Other Private Fund | $14.7M | Jul 24, 2024 | 3 | Mar 29, 2024 | reported | 021-491042 |
| Member |
| E |
| yes |
| 07/2020 |
| Mar 29, 2024 |
| Jul 24, 2024 |
| S••••• C••••• F• | PRESIDENT, CHIEF INVESTMENT OFFICER | C | yes | 07/2020 | Jul 29, 2020 | Jul 24, 2024 |
| T•• A•••••• F••••• I••••••••• C•••••• | MANAGING MEMBER | C | yes | 07/2020 | Jul 29, 2020 | Jul 24, 2024 |
| G••••••• A•••••• A••••• | Trustee | F | no | 07/2020 | Jun 3, 2022 | Jul 24, 2024 |
| I••••••••• K••••• N••• | Owner | Na | no | 07/2020 | Jun 3, 2022 | Jul 24, 2024 |
| M••••••••• Y•••• Y••••••• | Owner | Na | no | 07/2020 | Jun 3, 2022 | Jul 24, 2024 |
| P••••• T•••• D•••• | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | Na | no | 01/2021 | Jun 3, 2022 | Jul 24, 2024 |
| S•••••• G• A•••••• R•••••••• T•••• | Owner | A | no | 07/2020 | Dec 21, 2020 | Jul 24, 2024 |
| T••••• I••••••••• | Owner | A | no | 07/2020 | Dec 21, 2020 | Jul 24, 2024 |
| T•••• M••••••• G••••• | Trustee | F | no | 07/2020 | Jun 3, 2022 | Jul 24, 2024 |
| W••••• F••••••••• N••• | Trustee | F | no | 07/2020 | Jun 3, 2022 | Jul 24, 2024 |
| $452M |
| $401M |
| 5 |
| 4 |
| 0 |
| 6 |
| n/a |
| 2024 | Mar 31, 2025 | $456M | $341M | 4 | 4 | 0 | 6 | n/a |
| 2023 | Mar 29, 2024 | $347M | $213M | 4 | 4 | 0 | 5 | $162M |
| 2022 | Mar 7, 2023 | $186M | $146M | 4 | 4 | 0 | 4 | $109M |