M••• T• C••••••

Advisor at F•••• T•••• S••••••••• I•••

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:46d71fb0-7020-f708-585a-b1f91e7a18b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• T•••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 25, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Jun 10, 2019	n/a	yes	CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH	Current employment
T•• R••••••••• C••••••••• O• A••••••	Former SEC adviser	Mar 16, 2018	Nov 20, 2020	no	Cincinnati, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• R••••••••• C••••••••• O• A••••••	F•••• T•••• S••••••••• I•••	Nov 20, 2020	Jun 10, 2019	-529	Channel change	Other
F•••• T•••• S••••••••• I•••	T•• R••••••••• C••••••••• O• A••••••	Jan 19, 2018	Mar 16, 2018

Relationships

Registered with (3)

→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 8, 2011 to Jan 19, 2018factForm ADV
→ T•• R••••••••• C••••••••• O• A••••••Registered adviserregistration: previous registration
Mar 16, 2018 to Nov 20, 2020factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 24, 2008 to Mar 14, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46d71fb0-7020-f708-585a-b1f91e7a18b5
First observed: Nov 22, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.