DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•••••••• D•••••••
COLUMBUS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•••••••• D••••••• | State registered | Nov 6, 2017 | n/a | yes | COLUMBUS, OH | Current employment |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Apr 5, 2017 | Jan 7, 2020 | no | Delaware, OH|Columbus, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••••• A•••••••• I••• | T•••••••• D••••••• | Jan 7, 2020 | Nov 6, 2017 | -792 | Firm change after gap | Ibd to state RIA |
| T•••••••• C•••••• M••••••••• L•• | S••••••••• A•••••• A•••••••• I••• | Nov 2, 2017 | Apr 5, 2017 |
| T•••••••• C•••••• M••••••••• L•• | n/a | Apr 3, 2012 | Nov 2, 2017 | no | COLUMBUS, OH|COLUMBUS, OH | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jan 23, 2009 | Feb 22, 2017 | no | DUBLIN, OH|DELAWARE, OH | Previous registration |
| B••••• • Y•••• A•••••••• I••• | Former SEC adviser | Oct 10, 2001 | Jan 23, 2009 | no | DUBLIN, OH|FOLSOM, CA|DUBLIN, OH | Previous registration |
| -211 |
| Firm change after gap |
| Other |
| S••••••••• A•••••• A•••••••• I••• | T•••••••• C•••••• M••••••••• L•• | Feb 22, 2017 | Apr 3, 2012 | -1,786 | Firm change after gap | Other |
| B••••• • Y•••• A•••••••• I••• | S••••••••• A•••••• A•••••••• I••• | Jan 23, 2009 | Jan 23, 2009 | 0 | Bulk transfer | Other |