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CRD 111738
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GRANDJEAN, STEVEN, DOUGLAS | Trustee | E | yes | 02/2007 | Apr 2, 2012 | Mar 21, 2024 |
| GRANDJEAN, STEVEN, DOUGLAS | President | Na | yes | 06/1990 | Apr 2, 2012 | Mar 21, 2024 |
| SMOLINSKI, CRYSTAL, SUZANNE | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2004 | Apr 2, 2012 | Mar 21, 2024 |
| STEVEN GRAND-JEAN REVOCABLE TRUST, DATED FEBRUARY 21, 2007 | Trust | E | yes | 05/2017 | Aug 15, 2017 | Mar 21, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 21, 2024 | $465M | $465M | 6 | 5 | 0 | n/a | n/a |
| 2022 | Mar 17, 2023 | $383M | $383M | 6 | 5 | 0 | n/a | n/a |
| 2021 | Mar 24, 2022 | $518M | $518M | 6 | 5 | 0 | n/a | n/a |
| 2020 | Mar 16, 2021 | $414M | $414M | 6 | 5 | 0 | n/a | n/a |
| 2019 | Mar 20, 2020 | $345M | $345M | 6 | 5 | 0 | n/a | n/a |
| 2018 | Mar 28, 2019 | $303M | $303M | 6 | 5 | 0 | n/a | n/a |
| 2017 | Mar 19, 2018 | $357M | $357M | 6 | 5 | 0 | n/a | n/a |
| 2016 | Mar 15, 2017 | $320M | $320M | 6 | 5 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $320M | $320M | 5 | 4 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $353M | $353M | 5 | 4 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | $351M | $351M | 5 | 4 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $290M | $283M | 5 | 4 | n/a | n/a | n/a |
| 2011 | Apr 2, 2012 | $277M | $266M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $465M | $383M | 21.2% | $414M | 3.9% | 6 | 6 | 0 | 0 |