DFX Intelligence

S•••••• G••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant36 years in industry

S•••••• G••••• H•••••

Advisor at A••••••• A••••• L••

HOLLAND, MI | Norfolk, VA

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Search this name across graphsid dfx:ria:46e2aee8-fa81-b0f0-eedd-fc1ef15ddaa4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 22, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A••••• L••	Independent wealth	Sep 15, 2025	n/a	yes	Norfolk, VA\|HOLLAND, MI	Current employment
U•• F•••••••• S••••••••• L••	Independent wealth	Sep 16, 2016	Jun 1, 2023	no	Saco, ME\|ADA, MI\|SACO, ME\|Elliot, ME

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••••• L••	A••••••• A••••• L••	Jun 1, 2023	Sep 15, 2025	837	Firm change after gap	RIA to RIA
I•••••••• C•••••• A•••••••	U•• F•••••••• S••••••••• L••	Sep 19, 2016	Sep 16, 2016

Relationships

Registered with (3)

→ A••••••• A••••• L••Registered adviserregistration: current employment
Sep 15, 2025 to presentfactForm ADV
→ U•• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 16, 2016 to Jun 1, 2023factForm ADV
→ I•••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Jul 22, 2016 to Sep 19, 2016factForm ADV

Dated events

Occurred
Jun 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:46e2aee8-fa81-b0f0-eedd-fc1ef15ddaa4
First observed: Jul 22, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.