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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

THOMAS PRESTON BRASHEAR

Advisor at SUNBELT SECURITIES

HOUSTON, TX | DALLAS, TX

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Search this name across graphsid dfx:ria:46ead564-f991-4582-e4c9-d8a025b69f84

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 16, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUNBELT SECURITIES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 27, 1989
First registration: Jan 16, 1995
Dual registered: yes, broker-dealer
Other names: TOM BRASHEAR
IAPD individual key: 1915838

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUNBELT SECURITIES	Bd affiliated wealth	Dec 15, 2010	n/a	yes	DALLAS, TX\|HOUSTON, TX\|HOUSTON, TX	Current employment
EVOLVE INVESTMENT ADVISORS	n/a	Aug 7, 2009	Jan 27, 2011	no	AUSTIN, TX	Previous registration
EVOLVE SECURITIES, INC.	n/a	Dec 8, 2006	Dec 31, 2010	no	DALLAS, TX\|DALLAS, TX	Previous registration
HILLTOP SECURITIES INC.	Bd affiliated wealth	Jan 16, 1995	Dec 12, 2006	no	DALLAS, TX\|DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EVOLVE INVESTMENT ADVISORS	SUNBELT SECURITIES	Jan 27, 2011	Dec 15, 2010	-43	Firm change after gap	Other
EVOLVE SECURITIES, INC.	EVOLVE INVESTMENT ADVISORS	Dec 31, 2010	Aug 7, 2009	-511	Firm change after gap	Other
HILLTOP SECURITIES INC.	EVOLVE SECURITIES, INC.	Dec 12, 2006	Dec 8, 2006	-4	Firm change	Other

Relationships

Registered with (4)

→ SUNBELT SECURITIESRegistered adviserregistration: current employment
Dec 15, 2010 to presentfactForm ADV
→ EVOLVE INVESTMENT ADVISORSRegistered adviserregistration: previous registration
Aug 7, 2009 to Jan 27, 2011factForm ADV
→ EVOLVE SECURITIES, INC.Registered adviserregistration: previous registration
Dec 8, 2006 to Dec 31, 2010factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Jan 16, 1995 to Dec 12, 2006factForm ADV

Dated events

No dated event names this entity yet.