DFX Intelligence

C•••••• C•• I••••••••• S••••••• C••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserState registeredState registeredRAUM 100m 1b

C•••••• C•• I••••••••• S••••••• C••••

C•••••• C•• I••••••••• S••••••• CORP., CRD 38995

HICKORY HILLS, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Nov 12, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Nov 12, 2025 to Nov 12, 2025
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

C•••••• C•• I••••••••• S••••••• C••••

Investment consultant · key_crd, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $233M••• Locked
Discretionary RAUM: $15.4M
Private client RAUM: $1.1Mderived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees: 4

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••••• N••••• C••••••	n/a	Bolivar, MO \| HICKORY HILLS, IL	6	33	n/a	yes

Relationships

Registered with (2)

← M••••• N••••• C••••••Advisorregistration: current employment
Nov 8, 2019 to presentfactForm ADV
← A••• R•••••• N••••••Advisorregistration: previous registration
Nov 12, 2003 to Aug 28, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 12, 2025
Last observed: Nov 12, 2025 10 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.